Trade Reporting

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Definitions
Financial Industry Regulatory Authority (FINRA)
Financial Industry Regulatory Authority FINRA Securities Regulation SRO NASD NYSE Brokerage Firms Trade Reporting Arbitration Forum
The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization (SRO) and the largest nongovernmental regulator of securities firms in the United States. Created in July 2007 by the consolidation of the National Association of Securities Dealers (NASD) and the member regulation, enforcement, and arbitration functions of the New York Stock Exchange (NYSE).
Read more about Financial Industry Regulatory Authority (FINRA).

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